Rebecca Laurie, Director of Communications for Colorado’s Department of Regulatory Agencies joins us along with Commissioner Gerald Rome to talk specifically about some recent cases from the Division of Securities, and share them as examples of different types of fraud to watch out for.
Securities Commissioner Gerald "Jerry" Rome is responsible for the administration of the Colorado Securities Act, the Colorado Commodity Code, the Colorado Municipal Bond Supervision Act, and the Local Government Investment Pool Trust Fund Administration and Enforcement Act. In addition, Mr. Rome is currently serving on the Board of Directors of the North American Securities Administrators Association (NASAA).
Listen LIVE at 4:00 p.m. on Denver's Money Talk 1690 AM or www.cobrt.com/live.